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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-11 |
| CO | RA | APPROVED | 2024-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grisier, Bussey And Kaper, Cpas | Grand Junction | CO | 08/2017 | 10/2023 |
| City Of Fruita | Fruita | CO | 12/2007 | 07/2017 |
| Next Financial Group Inc. | Houston | TX | 08/2023 | 09/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2024 | Present |
| Josh Dove Cpa, Llc | Grand Junction | CO | 07/2022 | Present |
| Four D'S Llc | Grand Junction | CO | 06/2020 | Present |
1. NAME OF OTHER BUSINESS: INVESTMENT PLANNING SOLUTIONS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT PLANNING SOLUTIONS START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE/INVESTMENT ADVISER REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 32 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: ALL FACETS OF CLIENT ENGAGEMENT INCLUDING ACQUIRING, ONBOARDING, PORTFOLIO REVIEWS INCLUDING RETIREMENT PLANNING 2. NAME OF OTHER BUSINESS: JOSH DOVE CPA, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION AND TAX PLANNING SERVICES START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: I OVERSEE FINANCIAL AND MANAGERIAL DECISIONS FOR THE COMPANY, AS WELL AS PROVIDE TAX PREPARATION SERVICES FOR CLIENTS. 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/23/2024 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF OTHER BUSINESS: FOUR D'S LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: MAINTAINING PROPERTIES, MANAGEMENT DECISIONS, AND RENTING OUT INVESTMENT PROPERTIES. START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: OWNER / LLC MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MAINTAINING PROPERTIES, MANAGEMENT DECISIONS, AND RENTING OUT INVESTMENT PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-29 |
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