Richard Alan Keller

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Grand Junction, CO
• 11/2016 → 08/2024
  Wells Fargo Clearing Services, Llc
  Grand Junction, CO
• 08/2024 → Present
  Mt. Garfield Wealth Management Group
  Grand Junction, CO
• 08/2024 → Present
  Raymond James Financial Services, Inc.
  Grand Junction, CO
• 08/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Grand Junction, CO
• 08/2024 → Present
  Kellex Wm, Llc
  Grand Junction, CO

Previous Registrations

• 2003-05-14 → 2024-08-29
  Wells Fargo Clearing Services, Llc
  Grand Junction, CO
  Grand Junction, CO

Other Businesses

(1)Name of Business: Kellex WM, LLC Address: 760 Horizon Dr Ste 402, Grand Junction, CO, 81506-3966, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This LLC was created in conjunction with my employment with Raymond James. All commissions and fees paid to me go through this LLC. (2)Name of Business: Mt. Garfield Wealth Management Group Address: 760 Horizon Dr Ste 402, Grand Junction, CO, 81506-3966, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: As a partner in the business I am responsible for helping to manage employees and cover expenses through commissions and fees earned through my employment with Raymond James.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-15
• S63 Uniform Securities Agent State Law Examination
  1998-12-01

Designations

Other Names

• Richard A Keller