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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-18 |
| WY | RA | APPROVED | 2021-10-18 |
Branch Locations
51 Coffeen Avenue Suite 102, Sheridan, WY 82801-3642 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2021 |
| Stifel Nicolaus & Co Inc | Sheridan | WY | 10/2021 | Present |
1. RMS Invitational Golf Tournament; 1530 Business Circle, Gillette, WY 82716; Charity golf tournament; Board of Directors; Help organize and run the annual golf tournament; 07/01/2024; 4 hrs/week; Not During Securities Trading Hours; Not Investment-Related. 2. L Lazy F LLC; 34 Cato Drive Sheridan WY 82801; My personal LLC that I am buying a rental property with; single owner; buying a rental property in said LLC name; 01/31/2025; 10 hrs/year; Not During Securities Trading Hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-12 |
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