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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-07-03 |
| MT | RA | APPROVED | 2009-09-11 |
| TX | RA | APPROVED | 2009-09-11 |
Branch Locations
51 Coffeen Avenue Suite 102, Sheridan, WY 82801-3642 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Sheridan | WY | 09/2009 | Present |
1. Tomlinson Heirs Farm; 3877 State Highway 52 Belgrade NE 68623-5001; Family Farm; 1/2 owner of family farm; collect rent, pay bills; 01/10/2024; 1.00hr/month; Not during securities trading hours; Investment-Related 2. Sheridan County School District #2; 201 North Connor Street Sheridan WY 82801; School District; School Board Trustee; Serve as a School Board Trustee; 01/07/2025; 5.10 hrs/month; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-09 |
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