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Kristopher Steven Keach

Gabelli Funds, LLC

Rye, NY

Reno, NV

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Current Employers
Gabelli Funds, Llc

One Corporate Center, Rye, NY 10580-1422 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-06
  • NY RA
    APPROVED
    Since 2025-05-06

Branch Locations

One Corporate Center, Rye, NY 10580-1422 • United States

165 West Liberty Street, Reno, NV 89501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marymount California University Palos Verdes CA 08/2014 04/2019
Tucson Saguaros Baseball Club Tucson AZ 05/2019 01/2020
Marymount California University Palos Verdes CA 01/2020 12/2021
Ksjk Productions, Inc. Los Angeles CA 08/2020 06/2023
Cardinal Capital Management, Inc. Agoura Hills CA 08/2023 07/2024
Lk Secure Lending, Reit Thousand Oaks CA 01/2019 01/2020
Gamco Asset Management Rye NY 09/2024 Present
  • 08/2014 → 04/2019
    Marymount California University
    Palos Verdes, CA
  • 05/2019 → 01/2020
    Tucson Saguaros Baseball Club
    Tucson, AZ
  • 01/2020 → 12/2021
    Marymount California University
    Palos Verdes, CA
  • 08/2020 → 06/2023
    Ksjk Productions, Inc.
    Los Angeles, CA
  • 08/2023 → 07/2024
    Cardinal Capital Management, Inc.
    Agoura Hills, CA
  • 01/2019 → 01/2020
    Lk Secure Lending, Reit
    Thousand Oaks, CA
  • 09/2024 → Present
    Gamco Asset Management
    Rye, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-03-28
S65 Uniform Investment Adviser Law Examination 2023-06-22
  • S63 Uniform Securities Agent State Law Examination
    2025-03-28
  • S65 Uniform Investment Adviser Law Examination
    2023-06-22
Other Names
  • Kris Keach

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · RYE, NY
CITIZENS SECURITIES, INC. · RYE, NY
7 MAIN CAPITAL LLC · RYE, NY
WELLS FARGO CLEARING SERVICES, LLC · RYE BROOK, NY
MESA LANE CAPITAL LLC · RYE BROOK, NY
J.P. MORGAN SECURITIES LLC · RYE BROOK, NY
ONE OAK CAPITAL MANAGEMENT, LLC · PURCHASE, NY
ARROW PARTNERS, INC. · RYE BROOK, NY

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