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Sterritt Armstrong

Charles Schwab & Co., Inc.

Germantown, TN

CRD 3203325

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-06-06
  • TN RA
    APPROVED
    Since 2022-06-06

Branch Locations

7926 Wolf River Boulevard, Germantown, TN 38138-1725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Robinson Humphrey, Inc. Atlanta GA 01/2015 05/2020
N/A Memphis TN 05/2020 09/2021
Charles Schwab & Co., Inc. Germantown TN 09/2021 Present
Charles Schwab Bank, Ssb Germantown TN 09/2021 Present
Td Ameritrade, Inc. Germantown TN 05/2022 07/2024
Td Ameritrade Investment Management, Llc Germantown TN 05/2022 09/2023
  • 01/2015 → 05/2020
    Suntrust Robinson Humphrey, Inc.
    Atlanta, GA
  • 05/2020 → 09/2021
    N/A
    Memphis, TN
  • 09/2021 → Present
    Germantown, TN
  • 09/2021 → Present
    Charles Schwab Bank, Ssb
    Germantown, TN
  • 05/2022 → 07/2024
    Td Ameritrade, Inc.
    Germantown, TN
  • 05/2022 → 09/2023
    Td Ameritrade Investment Management, Llc
    Germantown, TN
Previous Registrations
  • 2022-06-06 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Germantown, TN
    Little Rock, AR
    Germantown, TN
  • 2022-06-06 → 2022-10-14
    Td Ameritrade, Inc.
    Germantown, TN
    Little Rock, AR
    Germantown, TN
    Omaha, NE
  • 2006-04-19 → 2009-01-05
    Truist Investment Services, Inc.
    Coral Gables, FL
    Miami, FL
  • 2003-01-17 → 2004-07-30
    Banc Of America Investment Services, Inc.
    Memphis, TN
Other Businesses

1) Self | Investment Related:No|Performing/Fine Arts|Novelist|1/1/2009|Less than 20|0|I have written four self-published thriller novels that are available for sale on Amazon.com. I generate less than $200 annual revenue from these titles.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-21
S66 Uniform Combined State Law Examination 2001-10-27
S63 Uniform Securities Agent State Law Examination 1999-06-07
  • S65 Uniform Investment Adviser Law Examination
    2022-01-21
  • S66 Uniform Combined State Law Examination
    2001-10-27
  • S63 Uniform Securities Agent State Law Examination
    1999-06-07
Other Names
  • Sterritt Lee Armstrong

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