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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-06-06 |
Branch Locations
7926 Wolf River Boulevard, Germantown, TN 38138-1725 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Robinson Humphrey, Inc. | Atlanta | GA | 01/2015 | 05/2020 |
| N/A | Memphis | TN | 05/2020 | 09/2021 |
| Charles Schwab & Co., Inc. | Germantown | TN | 09/2021 | Present |
| Charles Schwab Bank, Ssb | Germantown | TN | 09/2021 | Present |
| Td Ameritrade, Inc. | Germantown | TN | 05/2022 | 07/2024 |
| Td Ameritrade Investment Management, Llc | Germantown | TN | 05/2022 | 09/2023 |
1) Self | Investment Related:No|Performing/Fine Arts|Novelist|1/1/2009|Less than 20|0|I have written four self-published thriller novels that are available for sale on Amazon.com. I generate less than $200 annual revenue from these titles.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-21 |
| S66 | Uniform Combined State Law Examination | 2001-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-07 |
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