Best Investors Account Sign in

James J Mcdermott

Commonwealth Financial Network

Westborough, MA

CRD 3203274

Claim This Profile
Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-04
  • MA RA
    APPROVED
    Since 2024-06-04

Branch Locations

3 Oak Street, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 03/1999 04/2024
Commonwealth Financial Network Waltham MA 05/2024 Present
James N Ball & Company Westborough MA 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-17
S63 Uniform Securities Agent State Law Examination 1999-11-23
  • S66 Uniform Combined State Law Examination
    2009-04-17
  • S63 Uniform Securities Agent State Law Examination
    1999-11-23

View on SEC IAPD

Nearby Firms

GRIMES & COMPANY
MORGAN STANLEY
LPL FINANCIAL LLC

Nearby Investors

MICHAEL ROBERT MAGUIRE
BENJAMIN BROWNING WALLACE
DAVID LUKE BARLOW

Nearby Offices

GRIMES & COMPANY · WESTBOROUGH, MA
MORGAN STANLEY · Westborough, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA

More in Westborough, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor