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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-06-04 |
| TX | RA | APPROVED | 2025-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Alpharetta | GA | 12/2023 | Present |
| Truist | Roswell | GA | 03/2022 | 12/2023 |
| Sp Richards | Atlanta | GA | 09/2021 | 03/2022 |
| Suntrust | Marietta | GA | 12/2018 | 09/2021 |
| Kennesaw State University | Kennesaw | GA | 08/2013 | 12/2018 |
*578483 - La Petite Maison; Investment Related - No; Atlanta, Georgia; Restaurant/Bar/Nightclub; Employee(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2016; During Business Hours: 0; After Business Hours: 12; Customer Service, Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-29 |
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