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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2024 | Present |
| Vesta | Fond Du Lac | WI | 12/2023 | 08/2025 |
| Huberty & Associates S.C, Dba Vesta | Fond Du Lac | WI | 09/2023 | Present |
| Schwarz's Supper Club | New Holstein | WI | 06/2021 | 05/2024 |
| Pigeon River Landscaping | Kiel | WI | 06/2019 | 08/2023 |
| Farmstead Archery | Sheboygan | WI | 09/2018 | 06/2019 |
| Marquette University | Milwaukee | WI | 08/2021 | 12/2024 |
| New Holstein School District | New Holstein | WI | 09/2014 | 05/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
| Schwarz'S Supper Club | New Holstein | WI | 07/2025 | Present |
| Vesta Cpas, S.C. | Fond Du Lac | WI | 08/2025 | Present |
1) HUBERTY & ASSOCIATES S.C, dba VESTA. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION START DATE: 09/2023, NATURE OF BUSINESS: PUBLIC ACCOUNTING FIRM APX # OF HOURS PER WEEK: APX # OF HOURS DURING TRADING HOURS: 20 HRS/MO POSITION: EMPLOYEE/TAX SERIVICESDUTIES: GENERAL DUTIES: TAX & ACCOUNTING SERVICES; 2) NAME OF OTHER BUSINESS: VESTA CPAS S.C.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: CONSULTANT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 7; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION 2) NAME OF OTHER BUSINESS: SCHWARZ'S SUPPER CLUB; INVESTMENT RELATED: NO; ADDRESS: W1688 SHEBOYGAN RD NEW HOLSTEIN, WI 53061; NATURE OF BUSINESS: BARTENDING; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: BARTENDER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BARTENDING; 3) NAME OF OTHER BUSINESS: VESTA CPAS, S.C.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-12 |
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