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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-14
  • WI RA
    APPROVED
    Since 2025-02-14

Branch Locations

37 North Pioneer Rd, Fond Du Lac, WI 54935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 12/2024 Present
Vesta Fond Du Lac WI 12/2023 08/2025
Huberty & Associates S.C, Dba Vesta Fond Du Lac WI 09/2023 Present
Schwarz's Supper Club New Holstein WI 06/2021 05/2024
Pigeon River Landscaping Kiel WI 06/2019 08/2023
Farmstead Archery Sheboygan WI 09/2018 06/2019
Marquette University Milwaukee WI 08/2021 12/2024
New Holstein School District New Holstein WI 09/2014 05/2021
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
Schwarz'S Supper Club New Holstein WI 07/2025 Present
Vesta Cpas, S.C. Fond Du Lac WI 08/2025 Present
  • 12/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2023 → 08/2025
    Vesta
    Fond Du Lac, WI
  • 09/2023 → Present
    Huberty & Associates S.C, Dba Vesta
    Fond Du Lac, WI
  • 06/2021 → 05/2024
    Schwarz's Supper Club
    New Holstein, WI
  • 06/2019 → 08/2023
    Pigeon River Landscaping
    Kiel, WI
  • 09/2018 → 06/2019
    Farmstead Archery
    Sheboygan, WI
  • 08/2021 → 12/2024
    Marquette University
    Milwaukee, WI
  • 09/2014 → 05/2021
    New Holstein School District
    New Holstein, WI
  • 02/2025 → Present
    Schaumburg, IL
  • 07/2025 → Present
    Schwarz'S Supper Club
    New Holstein, WI
  • 08/2025 → Present
    Vesta Cpas, S.C.
    Fond Du Lac, WI
Other Businesses

1) HUBERTY & ASSOCIATES S.C, dba VESTA. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION START DATE: 09/2023, NATURE OF BUSINESS: PUBLIC ACCOUNTING FIRM APX # OF HOURS PER WEEK: APX # OF HOURS DURING TRADING HOURS: 20 HRS/MO POSITION: EMPLOYEE/TAX SERIVICESDUTIES: GENERAL DUTIES: TAX & ACCOUNTING SERVICES; 2) NAME OF OTHER BUSINESS: VESTA CPAS S.C.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: CONSULTANT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 7; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION 2) NAME OF OTHER BUSINESS: SCHWARZ'S SUPPER CLUB; INVESTMENT RELATED: NO; ADDRESS: W1688 SHEBOYGAN RD NEW HOLSTEIN, WI 53061; NATURE OF BUSINESS: BARTENDING; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: BARTENDER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BARTENDING; 3) NAME OF OTHER BUSINESS: VESTA CPAS, S.C.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-12
  • S66 Uniform Combined State Law Examination
    2025-02-12

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