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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-02-22 |
Branch Locations
66 South Main Street, Fond Du Lac, WI 54935 • United States
909 N 8Th Street Suite 120, Sheboygan, WI 53081 • United States
Plymouth, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rickmeier Corporation | Plymouth | WI | 05/1990 | 07/2026 |
| Wells Fargo Advisors, Llc | Sheboygan | WI | 04/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sheboygan | WI | 11/2016 | 02/2021 |
| Rbc Capital Markets, Llc | Milwaukee | WI | 02/2021 | Present |
| City National Bank | Milwaukee | WI | 07/2026 | Present |
1) NAME OF ENTITY: Camp Evergreen ADDRESS: 2776 N 31st Place Sheboygan WI 53083 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501(c)3 to benefit children & adults with cognitive disabilities CAPACITY: Board of Directors * START DATE: 11/01/14 DUTIES: Board member of the charity in which we steer the charity's direction. We meet quarterly to review financials & and the Executive Directors report. We then discuss & act on relevant topics. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Economic Club of Sheboygan ADDRESS: 704 Green Tree Road Kohler WI 53044 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Economic Club that meets 4 times a year & features outside economic speakers for education CAPACITY: Board of Directors * START DATE: 11/01/14 DUTIES: As Past President I attend an annual board meeting which elects new board members & approves a budget for the upcoming fiscal year. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: The National Association of Plan Advisors ADDRESS: 4401 N Fairfax Dr. Suite 600 Arlington VA 22203 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 16, 2026 CAPACITY: Committee/Council Member, Other DUTIES: I have been nominated to be on the steering committee for the 2026 NAPA (National Association of Plan Advisors) Non-Qualified Plan Conference. Before accepting I want to get RBC's blessing. All my best, Carl HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-06 |
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