Carl Hugh Rickmeier

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1990 → 07/2026
  Rickmeier Corporation
  Plymouth, WI
• 04/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Sheboygan, WI
• 11/2016 → 02/2021
  Wells Fargo Clearing Services, Llc
  Sheboygan, WI
• 02/2021 → Present
  Rbc Capital Markets, Llc
  Milwaukee, WI
• 07/2026 → Present
  City National Bank
  Milwaukee, WI

Previous Registrations

• 2012-08-13 → 2021-02-26
  Wells Fargo Clearing Services, Llc
  Sheboygan, WI
  Fond Du Lac, WI
  Fond Du Lac, WI
  Sheboygan, WI

Other Businesses

1) NAME OF ENTITY: Camp Evergreen ADDRESS: 2776 N 31st Place Sheboygan WI 53083 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501(c)3 to benefit children & adults with cognitive disabilities CAPACITY: Board of Directors * START DATE: 11/01/14 DUTIES: Board member of the charity in which we steer the charity's direction. We meet quarterly to review financials & and the Executive Directors report. We then discuss & act on relevant topics. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Economic Club of Sheboygan ADDRESS: 704 Green Tree Road Kohler WI 53044 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Economic Club that meets 4 times a year & features outside economic speakers for education CAPACITY: Board of Directors * START DATE: 11/01/14 DUTIES: As Past President I attend an annual board meeting which elects new board members & approves a budget for the upcoming fiscal year. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: The National Association of Plan Advisors ADDRESS: 4401 N Fairfax Dr. Suite 600 Arlington VA 22203 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 16, 2026 CAPACITY: Committee/Council Member, Other DUTIES: I have been nominated to be on the steering committee for the 2026 NAPA (National Association of Plan Advisors) Non-Qualified Plan Conference. Before accepting I want to get RBC's blessing. All my best, Carl HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2012-08-10
• S63 Uniform Securities Agent State Law Examination
  2000-03-06

Other Names

• Rick Rickmeier
• Carl H Rickmeier
• Carl Hugh Rickmeier
• Carl Hugh Rickmeier