Kyle T Carlson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 07/2023
  Alerus Financial Services
  Denver, CO
• 06/2015 → 11/2020
  Retirement Planning Services, Inc.
  Denver, CO
• 08/2023 → Present
  Prosperion Financial Advisors
  Greenwood Village, CO
• 10/2023 → Present
  Lpl Financial
  Greenwood Village, CO

Other Businesses

1- 10/2023 / Prosperion Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hrs Mnth / 8 Hrs During Trading / start date 8/7/2023 2- 10/25/2024 - Voya Financial - Outside/W-2 Employment - Not Investment Related - Boulder, CO - Start Date 11/01/2024 - 2 Hours per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2023-12-14

Other Names

• Kyle Carlson