Rexhep Capri

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-21
NJ	RA	APPROVED	2024-10-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J Mchale And Associates Inc	Lumberton	NJ	04/2022	01/2023
Unemployed	Manalapan	NJ	03/2023	08/2023
Planned Companies	Parsippany	NJ	08/2020	04/2021
Unemployed	Manalapan	NJ	05/2021	01/2022
Unemployed	Manalapan	NJ	06/2020	07/2020
Pace University	Manhattan	NY	09/2015	05/2019
Capri Architectural Windows	Brooklyn	NY	06/2019	05/2020
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2023	08/2024
Northwestern Mutual Investment Services Llc	Wall Township	NJ	09/2023	08/2024
Northwestern Mutual Wealth Management Company	Milwaukee	WI	02/2024	08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Princeton	NJ	09/2024	Present
Bank Of America, N.A.	Princeton	NJ	10/2024	Present

04/2022 → 01/2023

J Mchale And Associates Inc

Lumberton, NJ
03/2023 → 08/2023

Unemployed

Manalapan, NJ
08/2020 → 04/2021

Planned Companies

Parsippany, NJ
05/2021 → 01/2022

Unemployed

Manalapan, NJ
06/2020 → 07/2020

Unemployed

Manalapan, NJ
09/2015 → 05/2019

Pace University

Manhattan, NY
06/2019 → 05/2020

Capri Architectural Windows

Brooklyn, NY
09/2023 → 08/2024

Northwestern Mutual Life Insurance Company

Milwaukee, WI
09/2023 → 08/2024

Northwestern Mutual Investment Services Llc

Wall Township, NJ
02/2024 → 08/2024

Northwestern Mutual Wealth Management Company

Milwaukee, WI
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ
10/2024 → Present

Bank Of America, N.A.

Princeton, NJ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-29
S63	Uniform Securities Agent State Law Examination	2023-12-27

Other Firms