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Account
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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-08-04 |
Branch Locations
500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Roadhouse | Louisville | KY | 05/2022 | 08/2022 |
| Tony Boombozz | Louisville | KY | 06/2021 | 08/2021 |
| Thoroughbred Financial Services, Llc | Brentwood | TN | 10/2023 | 05/2024 |
| Dpl Financial Partners | Louisville | KY | 06/2024 | 07/2024 |
| First Bank | Nashville | TN | 09/2023 | 09/2023 |
| Tristate Financial Advisors | Nashville | TN | 08/2023 | 08/2023 |
| Tony Rhoades Insurance Inc | Bowling Green | KY | 09/2022 | 12/2022 |
| Qdoba Restaurant Corporation | Louisville | KY | 12/2018 | 03/2019 |
| J.P. Morgan Securities Llc | Louisville | KY | 08/2024 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | Louisville | KY | 08/2024 | 07/2025 |
| Trinity High School | Louisville | KY | 08/2015 | 05/2019 |
| Western Kentucky University | Bowling Green | KY | 08/2019 | 05/2023 |
| Unemployed | Louisville | KY | 06/2019 | 07/2019 |
| Unemployed | Nashville | TN | 06/2023 | 07/2023 |
| Ubs Financial Services | Louisville | KY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 2023-06-22 |
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