Donna Maria Stewart

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 09/2016
  Lpl Financial
  Clfton Park, NY
• 05/2012 → 09/2016
  First Niagara Securities
  Clifton, NY
• 09/2016 → 12/2016
  Key Investment Services Llc
  Albany, OH
• 09/2016 → 04/2023
  Keybank
  Clifton Park, NY
• 12/2016 → 04/2023
  Key Investment Services Llc
  Albany, NY
• 05/2023 → Present
  Pioneer Bank
  Clifton Park, NY
• 05/2023 → Present
  Lpl Financial
  Clifton Park, NY

Previous Registrations

• 2021-03-26 → 2023-04-20
  Key Investment Services Llc
  Cohoes, NY
  Clifton Park, NY
  Brooklyn, OH
  Brooklyn, OH

Other Businesses

1) 04/2023 - Pioneer Bank - Financial Institution Duty - Inv. Related - Clifton Park, NY - Premier Relationship Manager - Start Date 05/1/2023 - 160hrs/month - 30% time spent 2) 01/29/2025 - Pioneer Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2023 - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2016-02-11
• S63 Uniform Securities Agent State Law Examination
  1999-05-13

Other Names

• Donna Guzmanstewart
• Donna Maria Stewart
• Donna Stewart