Marion John Charicki

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 05/2019
  Mb Financial Bank
  Chicago, IL
• 12/2011 → 05/2019
  Cetera Investment Services Llc
  St. Cloud, MN
• 01/2014 → 05/2019
  Cetera Investment Advisers Llc
  Oak Brook, IL
• 05/2019 → 08/2022
  Fifth Third Bank
  Chicago, IL
• 05/2019 → 08/2022
  Fifth Third Securities
  Chicago, IL
• 08/2022 → Present
  Morgan Stanley Smith Barney Llc
  Oak Brook, IL
• 09/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2019-06-03 → 2022-08-08
  Fifth Third Securities, Inc.
  Chicago, IL
  Oak Brook, IL
• 2014-01-21 → 2019-05-31
  Cetera Investment Advisers Llc
  Oak Brook, IL
• 2011-12-06 → 2014-01-21
  Cetera Investment Services Llc
  Oak Brook, IL
  St. Charles, IL
• 2006-01-30 → 2009-09-03
  Vision Asset Management Inc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2006-01-27
• S63 Uniform Securities Agent State Law Examination
  1999-04-02

Other Names

• M John Charicki
• Marion John Charicki
• John Charicki
• Marion Charicki