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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-02 |
Branch Locations
225 North Beverly Dr, Beverly Hills, CA 90201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Svb Wealth | Beverly Hills | CA | 06/2015 | Present |
| First Citizens Bank & Trust | Raleigh | NC | 03/2023 | Present |
First Citizens Bank & Trust; 4300 Six Forks Rd. Raleigh, NC 27609; Began 03/27/2023; Client Service Specialist; 40 hours/month during trading hours. Investment Related; Duties are client service of banking products; First Citizens Bank & Trust is the parent company of SVB Wealth. Compensation is salary paid by First Citizens Bank & Trust. No direct compensation received from SVB Wealth.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-09 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-02 |
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