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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zara | Seattle | WA | 11/2018 | 07/2020 |
| Frontier Supply Chain Solutions Inc. | Kent | WA | 09/2021 | 12/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2023 | Present |
| Unemployed | Seattle | WA | 07/2020 | 09/2021 |
| Unemployed | Seattle | WA | 12/2022 | 08/2023 |
| Unemployed | Seattle | WA | 03/2001 | 11/2018 |
| Cetera Investment Advisers Llc | Renton | WA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-16 |
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