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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-02 |
| WA | RA | APPROVED | 2019-06-19 |
Branch Locations
900 Sw 16Th St Suite 110, Renton, WA 98057 • United States
Buckley, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Seattle | WA | 07/2006 | 06/2019 |
| Foresters Advisory Services Llc | Seattle | WA | 04/2013 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Renton | WA | 06/2019 | Present |
1) SUMMER SCHOOL ADVISORY BOARD 15 HRS/YR ADVISE TEACHERS ON WAYS TO PREPARE STUDENTS FOR CAREERS AFTER HIGHSCHOOL. 2) COTTEY COTTAGE REPRESENTATIVE AT P.E.O. SISTERHOOD; REPORT ANY UPDATES OR NEWS TO THE LOCAL CHAPTER; LESS THAN 2 HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-14 |
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