Aaron Lynn Foster

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 06/2018
  J.P Morgan Securities Llc
  Clayton, MO
• 01/2011 → 06/2018
  Jpmorgan Chase Bank Na
  Clayton, MO
• 06/2018 → Present
  Rbc Capital Market, Llc.
  Clayton, MO
• 02/2019 → Present
  City National Bank
  Clayton, MO

Previous Registrations

• 2011-01-21 → 2018-07-02
  J.P. Morgan Securities Llc
  Clayton, MO
• 2004-06-30 → 2011-01-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chesterfield, MO
  Kansas City, MO
  Kansas City, MO
• 2002-09-09 → 2004-07-09
  Quick & Reilly, Inc.
  Overland Park, KS

Other Businesses

Entity Name: Iktomi Properties, LLC Investment related: Yes Address: Enity address is my home address "Nature of the other business: Family farm for recreational purposes that is not rented the LLC was created for passing down the farm to multiple generations in the future. " Position/Title/Relationship: Partial Owner (ownership of 5% or more of the voting control of the business) Start Date: 24-Nov-2011 Approximate # of hours a month: 1hr Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Partial owner of the farm help maintain the property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-27
• S63 Uniform Securities Agent State Law Examination
  2000-06-22