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Scott Michael Hanish

Osaic Wealth, Inc.

Scottsdale, AZ

CRD 3202436

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
AZ RA APPROVED 2025-11-07
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • AZ RA
    APPROVED
    Since 2025-11-07

Branch Locations

9171 E Bell Rd Suite 109, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cue Financial Group, Inc. Scottsdale AZ 08/2003 12/2018
Foothill Securities Inc Scottsdale AZ 09/2009 12/2016
Hanish Business Ventures, Llc Scottsdale AZ 03/2009 Present
Hanish Entertainment Group Llc Scottsdale AZ 12/2010 Present
Scott Hanish Llc- Dba Scottsdale AZ 01/2010 Present
Zinger Bat Company, Llc Chandler AZ 02/2012 Present
Trueality Tv Scottsdale AZ 12/2014 Present
Insurance Sales Scottsdale AZ 09/2004 Present
Securities America, Inc. Scottsdale AZ 12/2016 06/2024
Pfg Advisors, Llc Scottsdale AZ 04/2018 Present
Osaic Wealth, Inc. Scottsdale AZ 06/2024 Present
  • 08/2003 → 12/2018
    Cue Financial Group, Inc.
    Scottsdale, AZ
  • 09/2009 → 12/2016
    Foothill Securities Inc
    Scottsdale, AZ
  • 03/2009 → Present
    Hanish Business Ventures, Llc
    Scottsdale, AZ
  • 12/2010 → Present
    Hanish Entertainment Group Llc
    Scottsdale, AZ
  • 01/2010 → Present
    Scott Hanish Llc- Dba
    Scottsdale, AZ
  • 02/2012 → Present
    Zinger Bat Company, Llc
    Chandler, AZ
  • 12/2014 → Present
    Trueality Tv
    Scottsdale, AZ
  • 09/2004 → Present
    Insurance Sales
    Scottsdale, AZ
  • 12/2016 → 06/2024
    Securities America, Inc.
    Scottsdale, AZ
  • 04/2018 → Present
    Pfg Advisors, Llc
    Scottsdale, AZ
  • 06/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2018-04-18 → 2025-11-10
    Scottsdale, AZ
    Scottsdale, AZ
  • 2005-03-03 → 2019-05-17
    Cue Financial Group, Inc.
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
Other Businesses

1. ZINGER BAT COMPANY POSITION: CEO/Owner NATURE: Wood baseball bat manufacturing and sales Baseball training and coaching facility INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2012 ADDRESS: 9171 E BELL RD, SUITE 109, SCOTTSDALE AZ 85260, United States DESCRIPTION: I oversee general operations and institute policy for all aspects of the company. 2. SUBLEASING - SCOTT HANISH LLC POSITION: Subleasing to my other business and coaches NATURE: Subleasing commercial space related to Zinger Bat Co. (approved OBA - baseball manufacturing & training). INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 9171 E BELL RD, SUITE 109, SCOTTSDALE AZ 85260, United States DESCRIPTION: Scott Hanish LLC is the lessee and will eventually occupy the built in office space and currently subleases to 1. Zinger Bat Company (occupies the manufacturing space, I am the sole owner and Zinger is a previously disclosed OBA) and also subleases to 2. subcontracting coaches who utilize the training facility for coaching baseball players. When the investment business moves in, there will be a secured interior entrance to the office space that only Carrie James (my registered office assistant) and I will have access to. 3. ZINGER BASEBALL PERFORMANCE CENTER POSITION: CEO / Owner NATURE: LLC - I'm the sole member. ***Originally I was acting as sub lessor of our commercial space but tenant turned out to not be a good fit and we started new business on 03/01/2024, operations fully began 4/10/24 when all insurance, licensing, bank accounts were set up INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2023 ADDRESS: 9171 E BELL RD, SUITE 109, SCOTTSDALE AZ 85260, United States DESCRIPTION: Create structure for ongoing training programs, tournament play, incoming revenue from customers. Collaborate with coaches, parents, players, scouts, agents, to schedule needed events (eg. showcases). Find coaching talent through network. Oversee budget, overall finances. Some tournament coaching from time to time. 4. SUBLEASING - SCOTT HANISH LLC POSITION: Owner - Subleasing to my other business NATURE: Scott Hanish LLC is the lessee and will occupy the built in office space and currently subleases to 1. Zinger Bat Company (occupies the manufacturing space, I am the sole owner and Zinger is a previously disclosed OBA) and also subleases to 2. Zinger Baseball Performance Center (occupies the manufacturing space, I am the sole owner and Zinger is a previously disclosed OBA) There is a secured interior entrance to the office space that only I will have access to) This had been previously disclosed and is listed on my U4 but was not showing on my OBA manager on Reg Ed. Not sure what happened in the transition to Osaic but I am entering this again now. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 9171 E. Bell Rd. Ste 109, Scottsdale AZ 85260 DESCRIPTION: Scott Hanish LLC is the lessee and my other two business that occupy the space will participate in the overall rent payments by making payments to my Investment Company's operating account from the other business accounts. This is more a function of sharing costs across the businesses other business that I own 100% of (and disclosed on my OBAs), rather than an outside revenue source.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-15
S66 Uniform Combined State Law Examination 2001-06-06
S63 Uniform Securities Agent State Law Examination 1999-04-30
  • S65 Uniform Investment Adviser Law Examination
    2005-02-15
  • S66 Uniform Combined State Law Examination
    2001-06-06
  • S63 Uniform Securities Agent State Law Examination
    1999-04-30

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