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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
FL RA APPROVED 2023-11-15
  • TX RA
    APPROVED
    Since 2024-11-12
  • FL RA
    APPROVED
    Since 2023-11-15

Branch Locations

7380 Sand Lake Road Suite 405, Orlando, FL 32819 • United States

Fernandina Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colorado State University Fort Collins CO 08/2017 10/2017
Bison Energy Corp. Wichita KS 10/2017 12/2020
Arena Capital Advisors Los Angeles CA 01/2021 08/2021
Tote Services Inc Jacksonville FL 05/2022 06/2022
Arena Investors Lp Jacksonville FL 06/2022 12/2022
Nrpp Llcc East Lyme CT 09/2006 07/2017
Unemployed East Lyme CT 09/2021 04/2022
Unemployed Yulee FL 12/2022 09/2023
Raymond James Financial Services, Inc. Yulee FL 09/2023 Present
Raymond James Financial Services Advisors, Inc. Yulee FL 11/2023 Present
  • 08/2017 → 10/2017
    Colorado State University
    Fort Collins, CO
  • 10/2017 → 12/2020
    Bison Energy Corp.
    Wichita, KS
  • 01/2021 → 08/2021
    Arena Capital Advisors
    Los Angeles, CA
  • 05/2022 → 06/2022
    Tote Services Inc
    Jacksonville, FL
  • 06/2022 → 12/2022
    Arena Investors Lp
    Jacksonville, FL
  • 09/2006 → 07/2017
    Nrpp Llcc
    East Lyme, CT
  • 09/2021 → 04/2022
    Unemployed
    East Lyme, CT
  • 12/2022 → 09/2023
    Unemployed
    Yulee, FL
  • 09/2023 → Present
    Raymond James Financial Services, Inc.
    Yulee, FL
  • 11/2023 → Present
    Yulee, FL
Other Businesses

(1)Name of Business: Dauntless Capital Advisors LLC Address: 95308 Creekstone Dr, Fernandina Beach, FL, 32034, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC is simply to give legal protection to my work as an advisor and allow for the generation of deductible business expenses incurred while engaging in my advisory business. This LLC has no assets of its own, and never will. This is simply the LLC that will be paid my RJ advisory fees. (2)Name of Business: Signature Wealth Partners Address: 95308 Creekstone Dr, Fernandina Beach, FL, 32034, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/04/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am contracted to perform wealth management duties for my own book of clients in accordance with the best practices of Signature Wealth Partners and Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-07
  • S66 Uniform Combined State Law Examination
    2023-11-07
Other Names
  • Nick Andrew Mcturk
  • Nicholas Mcturk

View on SEC IAPD

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