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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-06-24
NM RA APPROVED 2025-06-12
MO RA APPROVED 2025-03-14
TX RA APPROVED 2025-03-14
  • NH RA
    APPROVED
    Since 2026-06-24
  • NM RA
    APPROVED
    Since 2025-06-12
  • MO RA
    APPROVED
    Since 2025-03-14
  • TX RA
    APPROVED
    Since 2025-03-14

Branch Locations

24285 Katy Freeway Suite 300, Katy, TX 77494 • United States

3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Katy TX 06/2026 Present
Guardian Life Insurance Company Katy TX 06/2026 Present
Edward Jones St Louis MO 08/2023 12/2024
Southern Glazer's Wine And Spirits Llc Houston TX 02/2020 08/2023
Southern Glazer's Wine And Spirits Llc Springfield MO 06/2017 07/2019
Southern Glazer's Wine And Spirits Llc Columbia MO 10/2016 05/2017
D. Rowe's Restaurant Bar And Grill Columbia MO 05/2012 10/2016
Uber Springfield MO 08/2019 12/2022
Guardian Life Insurance Company Houston TX 02/2025 Present
Park Avenue Securities Houston TX 03/2025 Present
Guardian Life Insurance Company Austin TX 05/2025 06/2026
Park Avenue Securities Austin TX 05/2025 06/2026
  • 06/2026 → Present
    Park Avenue Securities
    Katy, TX
  • 06/2026 → Present
    Guardian Life Insurance Company
    Katy, TX
  • 08/2023 → 12/2024
    St Louis, MO
  • 02/2020 → 08/2023
    Southern Glazer's Wine And Spirits Llc
    Houston, TX
  • 06/2017 → 07/2019
    Southern Glazer's Wine And Spirits Llc
    Springfield, MO
  • 10/2016 → 05/2017
    Southern Glazer's Wine And Spirits Llc
    Columbia, MO
  • 05/2012 → 10/2016
    D. Rowe's Restaurant Bar And Grill
    Columbia, MO
  • 08/2019 → 12/2022
    Uber
    Springfield, MO
  • 02/2025 → Present
    Guardian Life Insurance Company
    Houston, TX
  • 03/2025 → Present
    Park Avenue Securities
    Houston, TX
  • 05/2025 → 06/2026
    Guardian Life Insurance Company
    Austin, TX
  • 05/2025 → 06/2026
    Park Avenue Securities
    Austin, TX
Previous Registrations
  • 2023-10-20 → 2024-12-16
    St. Louis, MO
    Katy, TX
    Fulshear, TX
Other Businesses

1) Board Chairperson-Today's Youth, Nature of Business: motivate and inspire youth through leadership, entrepreneurship, and life-skills programs, Start date: 07/30/2026, Address: 925 South Mason Rd, Suite 544 Katy TX 77450, Duties: Provide strategic guidance, support fundraising and community partnerships, and serve as ambassadors for the organization, 8 total hours per month; 0 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-16
  • S66 Uniform Combined State Law Examination
    2023-10-16

View on SEC IAPD

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