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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Shelton CT 06/2023 11/2024
Charter Communications Stamford CT 06/2022 08/2022
Connecticut College New London CT 08/2019 05/2023
Notre Dame High School West Haven CT 08/2015 06/2019
Dive Bar & Restaurant West Haven CT 08/2020 07/2021
The Prudential Insurance Company Of America Shelton CT 12/2023 Present
Lpl Enterprise, Llc Shelton CT 11/2024 Present
  • 06/2023 → 11/2024
    Shelton, CT
  • 06/2022 → 08/2022
    Charter Communications
    Stamford, CT
  • 08/2019 → 05/2023
    Connecticut College
    New London, CT
  • 08/2015 → 06/2019
    Notre Dame High School
    West Haven, CT
  • 08/2020 → 07/2021
    Dive Bar & Restaurant
    West Haven, CT
  • 12/2023 → Present
    The Prudential Insurance Company Of America
    Shelton, CT
  • 11/2024 → Present
    Shelton, CT
Previous Registrations
Other Businesses

1) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV Related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
  • S66 Uniform Combined State Law Examination
    2023-11-22

View on SEC IAPD

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