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Current Employers
Northern Capital Management, Inc.

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-17
WA RA APPROVED 2023-08-07
  • TX RA
    APPROVED
    Since 2023-08-17
  • WA RA
    APPROVED
    Since 2023-08-07

Branch Locations

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Northern Capital Retirement Services, Inc.

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-08-07
  • WA RA
    APPROVED
    Since 2023-08-07

Branch Locations

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Capital Management, Inc. Spokane WA 07/2023 Present
Northern Capital Retirement Services, Inc. Spokane WA 07/2023 Present
Fastenal Company Spokane WA 05/2021 01/2022
Fastenal Company Lemoore CA 06/2022 08/2022
Leprino Foods Company Lemoore CA 10/2020 05/2021
Eastern Washington University Housing And Residential Life Cheney WA 08/2022 06/2023
Trans-System Inc. Cheney WA 05/2023 07/2023
Unemployed Lemoore CA 06/2020 09/2020
Unemployed Lemoore CA 07/2013 06/2020
Unemployed Cheney WA 01/2022 06/2022
Unemployed Cheney WA 09/2020 10/2020
  • 07/2023 → Present
    Spokane, WA
  • 07/2023 → Present
    Spokane, WA
  • 05/2021 → 01/2022
    Fastenal Company
    Spokane, WA
  • 06/2022 → 08/2022
    Fastenal Company
    Lemoore, CA
  • 10/2020 → 05/2021
    Leprino Foods Company
    Lemoore, CA
  • 08/2022 → 06/2023
    Eastern Washington University Housing And Residential Life
    Cheney, WA
  • 05/2023 → 07/2023
    Trans-System Inc.
    Cheney, WA
  • 06/2020 → 09/2020
    Unemployed
    Lemoore, CA
  • 07/2013 → 06/2020
    Unemployed
    Lemoore, CA
  • 01/2022 → 06/2022
    Unemployed
    Cheney, WA
  • 09/2020 → 10/2020
    Unemployed
    Cheney, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-01
  • S65 Uniform Investment Adviser Law Examination
    2023-07-01
Designations

View on SEC IAPD

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