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17550 North Perimeter Drive Suite 100, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| AZ | RA | APPROVED | 2015-05-12 |
Branch Locations
17550 North Perimeter Drive Suite 100, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Scottsdale | AZ | 09/2009 | Present |
| Buttonwood Capital Management | Scottsdale | AZ | 04/2015 | Present |
1. 8/3/2015 - BUTTONWOOD CAPITAL MANAGEMENT - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - START 05/01/2015 - 150 Hours Per Month During Securities Trading - I WILL SERVE AS AN INVESTMENT ADVISOR REPRESENTATIVE UNDER THE (BUTTONWOOD CAPITAL MANAGEMENT)RIA. 2. 2/13/2017 - Buttonwood Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2015 - 40 Hours Per Month/40 Hours During Securities Trading - Services may include brokerage related financial advisor related activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-04-08 |
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