Andrew Bart Sosnowitz

Employer firm

Buttonwood Capital Management (Bcm) CRD 174857

$381M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Scottsdale, AZ
• 04/2015 → Present
  Buttonwood Capital Management
  Scottsdale, AZ

Previous Registrations

• 2006-09-22 → 2009-09-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1. 8/3/2015 - BUTTONWOOD CAPITAL MANAGEMENT - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - START 05/01/2015 - 150 Hours Per Month During Securities Trading - I WILL SERVE AS AN INVESTMENT ADVISOR REPRESENTATIVE UNDER THE (BUTTONWOOD CAPITAL MANAGEMENT)RIA. 2. 2/13/2017 - Buttonwood Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2015 - 40 Hours Per Month/40 Hours During Securities Trading - Services may include brokerage related financial advisor related activities.

Exams

• S66 Uniform Combined State Law Examination
  1999-04-08