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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-16 |
Branch Locations
6952 Rote Road, Suite 100, Rockford, IL 61107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Rockford | IL | 07/2023 | Present |
| Associated Bank | Rockford | IL | 08/2022 | 07/2023 |
| Anderson Chrysler Dodge Jeep Ram | Rockford | IL | 03/2021 | 07/2022 |
| Windsor Auto Sales | Rockford | IL | 08/2021 | 11/2021 |
| Culver's | Fort Myers | FL | 01/2017 | 01/2018 |
| Full-Time Education | Fort Myers | FL | 08/2014 | 12/2021 |
1. Dead Sheep Properties; 9124 North Alpine Rd Machesney Park IL 61115; The entity holds, manages, and maintains real estate; Owner; General Operations Manager, Manage Organization of Labor; 02/01/2022; 5 hrs/week; not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-30 |
| S65 | Uniform Investment Adviser Law Examination | 2024-07-29 |
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