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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-18
FL RA APPROVED 2000-06-16
  • TX RA
    APPROVED_RES
    Since 2012-07-18
  • FL RA
    APPROVED
    Since 2000-06-16

Branch Locations

4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States

West Palm Bch, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boca Raton FL 09/2005 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
Other Businesses

Business Ownership; Irina Kass LLC; Owner of the LLC; Managing expenses associated with Ameripirse; 400 Flagler Dr., PH D3, , West Palm Beach, FL, 33431; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-02
  • S63 Uniform Securities Agent State Law Examination
    1999-04-02
Other Names
  • Irina Yurievna Oustinova
  • Irina Yurievaa Oustinova

View on SEC IAPD

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