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John Reid Pendley

Mml Investors Services, LLC

Oxford, MS

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-27
MS RA APPROVED 2024-06-04
  • TX RA
    APPROVED
    Since 2024-08-27
  • MS RA
    APPROVED
    Since 2024-06-04

Branch Locations

2718 West Oxford Loop Ste 180, Oxford, MS 38655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Oxford MS 07/2023 Present
Venture West Real Estate Services Tucson AZ 05/2022 08/2022
Gilmore, Rowley, Crissey & Wilson Tuscaloosa AL 08/2020 05/2021
Alpine Camp For Boys Mentone AL 05/2021 08/2021
Burton Mac Inc. Montgomery AL 05/2020 08/2020
Ball, Ball, Matthews & Novak Montgomery AL 05/2019 08/2019
University Of Alabama Tuscaloosa AL 08/2019 05/2023
Trinity Presbyterian School Montgomery AL 03/2014 05/2019
Unemployed Tucson AZ 05/2023 08/2023
Mml Investor Services, Llc Oxford MS 07/2023 Present
  • 07/2023 → Present
    Massmutual Life Insurance Co
    Oxford, MS
  • 05/2022 → 08/2022
    Venture West Real Estate Services
    Tucson, AZ
  • 08/2020 → 05/2021
    Gilmore, Rowley, Crissey & Wilson
    Tuscaloosa, AL
  • 05/2021 → 08/2021
    Alpine Camp For Boys
    Mentone, AL
  • 05/2020 → 08/2020
    Burton Mac Inc.
    Montgomery, AL
  • 05/2019 → 08/2019
    Ball, Ball, Matthews & Novak
    Montgomery, AL
  • 08/2019 → 05/2023
    University Of Alabama
    Tuscaloosa, AL
  • 03/2014 → 05/2019
    Trinity Presbyterian School
    Montgomery, AL
  • 05/2023 → 08/2023
    Unemployed
    Tucson, AZ
  • 07/2023 → Present
    Mml Investor Services, Llc
    Oxford, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-23
  • S66 Uniform Combined State Law Examination
    2024-05-23
Other Names
  • Joppa Pendley

View on SEC IAPD

Other Firms

EVERSOURCE WEALTH ADVISORS, LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
ADVISOR RESOURCE COUNCIL
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES

Other Investors

JOSEPH ALLEN SIMPSON
Bradley Dees Mayo
RICHARD CLYDE HASTINGS
SUSAN CHRESTMAN BOYD
ALLEN REID KIMBRELL
THOMAS EARL CHANDLER
CHARLES DAVID SHERMAN
DAVID LINDSAY REID

Other Offices

EVERSOURCE WEALTH ADVISORS, LLC · Oxford, MS
LPL FINANCIAL LLC · OXFORD, MS
WELLS FARGO CLEARING SERVICES, LLC · OXFORD, MS
ADVISOR RESOURCE COUNCIL · Oxford, MS
CETERA INVESTMENT ADVISERS LLC · OXFORD, MS
RAYMOND JAMES & ASSOCIATES, INC. · Oxford, MS
STATE FARM INVESTMENT MANAGEMENT CORP. · Oxford, MS
EDWARD JONES · OXFORD, MS

More in Oxford, MS

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