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Raquel K Zisman

Morgan Stanley

Fort Lauderdale, FL

Jacksonville, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-03-09
TX RA APPROVED_RES 2010-06-24
FL RA APPROVED 2009-06-01
  • CA RA
    APPROVED
    Since 2012-03-09
  • TX RA
    APPROVED_RES
    Since 2010-06-24
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

50 North Laura Street Suite 2000, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Jacksonville FL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Jacksonville, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-27
S63 Uniform Securities Agent State Law Examination 1999-10-01
  • S65 Uniform Investment Adviser Law Examination
    2006-07-27
  • S63 Uniform Securities Agent State Law Examination
    1999-10-01
Other Names
  • Raquel Zisman

View on SEC IAPD

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