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Sandra Roberta Poetz

D.A. Davidson & Co.

Seattle, WA

Simi Valley, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-01
CA RA APPROVED 2013-11-25
  • TX RA
    APPROVED_RES
    Since 2026-04-01
  • CA RA
    APPROVED
    Since 2013-11-25

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Encino CA 11/2013 Present
Previous Registrations
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Westlake Village, CA
  • 2009-07-23 → 2013-11-04
    Crowell, Weedon & Co.
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-02
  • S66 Uniform Combined State Law Examination
    2009-02-02
Other Names
  • Sandra Roberta Smiley

View on SEC IAPD

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EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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