Devin Cole

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-15
AL	RA	APPROVED	2024-01-01

TX RA
APPROVED

Since 2024-03-15
AL RA
APPROVED

Since 2024-01-01

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Homewood, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Birmingham	AL	07/2023	Present
University Of Alabama	Tuscaloosa	AL	08/2019	05/2023
Shelton State Community College	Tuscaloosa	AL	08/2017	05/2019
Hoover Highschool	Hoover	AL	07/2013	05/2017

07/2023 → Present

Wells Fargo Clearing Services, Llc

Birmingham, AL
08/2019 → 05/2023

University Of Alabama

Tuscaloosa, AL
08/2017 → 05/2019

Shelton State Community College

Tuscaloosa, AL
07/2013 → 05/2017

Hoover Highschool

Hoover, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-28

S66 Uniform Combined State Law Examination

2023-12-28

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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