Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-05
  • AZ RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-05

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

150 W University Dr, Floor 04, Tempe , AZ 85281 • United States

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ttec Orlando FL 05/2023 10/2023
Alight Solutions The Woodlands TX 06/2015 06/2023
Valic Financial Advisors, Inc. Houston TX 07/2023 06/2024
Agia Houston TX 08/2023 06/2024
Highlight Technologies Conroe TX 05/2020 11/2020
J.P. Morgan Securities Llc Tempe AZ 07/2024 Present
Corebridge Financial Houston TX 08/2023 05/2024
Burlington Stores Conroe TX 12/2021 05/2022
Aon The Woodlands TX 05/2015 12/2017
Amazon Houston TX 05/2020 10/2021
Business Solver.cOm Inc Tempe AZ 08/2023 08/2023
  • 05/2023 → 10/2023
    Ttec
    Orlando, FL
  • 06/2015 → 06/2023
    Alight Solutions
    The Woodlands, TX
  • 07/2023 → 06/2024
    Houston, TX
  • 08/2023 → 06/2024
    Agia
    Houston, TX
  • 05/2020 → 11/2020
    Highlight Technologies
    Conroe, TX
  • 07/2024 → Present
    Tempe, AZ
  • 08/2023 → 05/2024
    Corebridge Financial
    Houston, TX
  • 12/2021 → 05/2022
    Burlington Stores
    Conroe, TX
  • 05/2015 → 12/2017
    Aon
    The Woodlands, TX
  • 05/2020 → 10/2021
    Amazon
    Houston, TX
  • 08/2023 → 08/2023
    Business Solver.cOm Inc
    Tempe, AZ
Previous Registrations
Other Businesses

Entity Name: Manpower Investment related: No Address: 1438 W Broadway Tempe, Az Nature of the other business: Staffing Agency Position/Title/Relationship: Employee/Contractor Start Date: 09/07/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Staffing agency that provides temporary workers with positions in clerical or warehouse positions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18
Other Names
  • Nikiya Farrior

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Westerville, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor