Paola Robles

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-14
WA	RA	APPROVED	2023-10-09

TX RA
APPROVED

Since 2023-12-14
WA RA
APPROVED

Since 2023-10-09

Branch Locations

909 A Street, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Triad Financial Services, Inc.	Lacey	WA	03/2022	07/2023
Unemployed	Olympia	WA	07/2021	03/2022
North Beach Printing	Ocean Shores	WA	12/2020	06/2021
Law Offices Of F Richard Rickett	Tacoma	WA	02/2019	12/2020
North Beach Printing	Ocean Shores	WA	06/2018	01/2019
Unemployed	Ocean Shores	WA	06/2013	06/2018
Stifel	Olympia	WA	07/2023	Present

03/2022 → 07/2023

Triad Financial Services, Inc.

Lacey, WA
07/2021 → 03/2022

Unemployed

Olympia, WA
12/2020 → 06/2021

North Beach Printing

Ocean Shores, WA
02/2019 → 12/2020

Law Offices Of F Richard Rickett

Tacoma, WA
06/2018 → 01/2019

North Beach Printing

Ocean Shores, WA
06/2013 → 06/2018

Unemployed

Ocean Shores, WA
07/2023 → Present

Stifel

Olympia, WA

Other Businesses

1. Notary for Tacoma Branch; 909 A Street, Suite 800 Tacoma, WA 98402; Notary; Notary; Notarize; 06/01/2025; 1hr/mth; During securities trading hours; Not Investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-05

S66 Uniform Combined State Law Examination

2023-10-05

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews