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Melvin Manuel Marroquin

Wells Fargo Clearing Services, LLC

Columbia, MD

Germantown, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-12-15
  • MD RA
    APPROVED
    Since 2023-12-15

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

19708 Germantown Rd, Germantown, MD 20874 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Potomac MD 07/2023 Present
Wells Fargo Bank, Na Potomac MD 07/2023 Present
Bank Of America N.A Potomac MD 09/2015 06/2023
Applebess Neighborhood Bar And Grill Germantown MD 03/2012 09/2016
  • 07/2023 → Present
    Wells Fargo Clearing Services, Llc
    Potomac, MD
  • 07/2023 → Present
    Wells Fargo Bank, Na
    Potomac, MD
  • 09/2015 → 06/2023
    Bank Of America N.A
    Potomac, MD
  • 03/2012 → 09/2016
    Applebess Neighborhood Bar And Grill
    Germantown, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-15
S63 Uniform Securities Agent State Law Examination 2023-11-17
  • S65 Uniform Investment Adviser Law Examination
    2023-12-15
  • S63 Uniform Securities Agent State Law Examination
    2023-11-17
Other Names
  • Melvin M Marroquin

View on SEC IAPD

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ZHIYUAN ZHANG
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Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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