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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-05-22 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Lake Forest Park, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Seattle | WA | 02/2012 | 03/2017 |
| Tiaa | Seattle | WA | 02/2012 | 03/2017 |
| Ubs Financial Services Inc. | Seattle | WA | 07/2017 | 04/2023 |
| Unemployed | Lake Forest Park | WA | 03/2017 | 06/2017 |
| Rbc Capital Markets, Llc | Seattle | WA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-30 |
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