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Adam Nicholas Usinger

LPl Enterprise, LLC

Shelton, CT

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Shelton CT 06/2023 11/2024
Stonehill College North Easton MA 08/2022 05/2023
Parkview Advance Stamford CT 05/2022 08/2022
Stonehill College North Easton MA 08/2021 05/2022
Colt Construction Derby CT 05/2021 08/2021
Stonehill College North Easton MA 08/2020 05/2021
Unemployed Milford CT 03/2020 08/2020
Stonehill College North Easton MA 08/2019 03/2020
Disabella Construction Milford CT 04/2019 08/2019
Caswell Cove Milford CT 05/2018 08/2018
Unemployed Milford CT 07/2013 05/2018
Uber Eats Milford CT 07/2023 Present
Unemployed Bloomfield 08/2018 04/2019
The Prudential Insurance Company Of America Shelton CT 11/2023 Present
Lpl Enterprise, Llc Shelton CT 11/2024 Present
  • 06/2023 → 11/2024
    Shelton, CT
  • 08/2022 → 05/2023
    Stonehill College
    North Easton, MA
  • 05/2022 → 08/2022
    Parkview Advance
    Stamford, CT
  • 08/2021 → 05/2022
    Stonehill College
    North Easton, MA
  • 05/2021 → 08/2021
    Colt Construction
    Derby, CT
  • 08/2020 → 05/2021
    Stonehill College
    North Easton, MA
  • 03/2020 → 08/2020
    Unemployed
    Milford, CT
  • 08/2019 → 03/2020
    Stonehill College
    North Easton, MA
  • 04/2019 → 08/2019
    Disabella Construction
    Milford, CT
  • 05/2018 → 08/2018
    Caswell Cove
    Milford, CT
  • 07/2013 → 05/2018
    Unemployed
    Milford, CT
  • 07/2023 → Present
    Uber Eats
    Milford, CT
  • 08/2018 → 04/2019
    Unemployed
    Bloomfield
  • 11/2023 → Present
    The Prudential Insurance Company Of America
    Shelton, CT
  • 11/2024 → Present
    Shelton, CT
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 2) 07/29/2026-PrimeForm Wealth Management-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/22/2026-160hrs/mth-130hr/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-01
  • S66 Uniform Combined State Law Examination
    2023-11-01
Other Names
  • Adam Usinger

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