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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01

Branch Locations

Fort Myers, FL • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-22
  • FL RA
    APPROVED
    Since 2023-08-22

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp New York NY 08/2016 08/2017
The Benchmark Company New York NY 08/2017 05/2018
Suncoast Credit Union Tampa FL 03/2020 08/2022
Cuna Brokerage Services, Inc. Waverly IA 03/2020 06/2022
Unemployed Fort Myers FL 05/2018 01/2019
Lee County Domestic Animal Services Fort Myers FL 01/2019 03/2019
Unemployed Fort Myers FL 03/2019 09/2019
Marriot Sanibel Harbour Resort Fort Myers FL 09/2019 12/2019
Raymond James Financial Services, Inc. St.PEtersburg FL 08/2022 Present
Raymond James & Associates, Inc. St.PEtersburg FL 08/2022 Present
Raymond James Financial Services Advisors, Inc St.PEtersburg FL 08/2023 Present
  • 08/2016 → 08/2017
    Aegis Capital Corp
    New York, NY
  • 08/2017 → 05/2018
    The Benchmark Company
    New York, NY
  • 03/2020 → 08/2022
    Suncoast Credit Union
    Tampa, FL
  • 03/2020 → 06/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2018 → 01/2019
    Unemployed
    Fort Myers, FL
  • 01/2019 → 03/2019
    Lee County Domestic Animal Services
    Fort Myers, FL
  • 03/2019 → 09/2019
    Unemployed
    Fort Myers, FL
  • 09/2019 → 12/2019
    Marriot Sanibel Harbour Resort
    Fort Myers, FL
  • 08/2022 → Present
    Raymond James Financial Services, Inc.
    St.PEtersburg, FL
  • 08/2022 → Present
    St.PEtersburg, FL
  • 08/2023 → Present
    St.PEtersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-02
S63 Uniform Securities Agent State Law Examination 1999-06-10
  • S65 Uniform Investment Adviser Law Examination
    2023-05-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-10

View on SEC IAPD

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