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Spencer James Crocco

Wells Fargo Clearing Services, LLC

Saint George, UT

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-11-07
  • UT RA
    APPROVED
    Since 2023-11-07

Branch Locations

929 W Sunset Blvd, Saint George, UT 84770 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hurricane UT 07/2023 Present
Wells Fargo Bank, Na Hurricane UT 09/2021 Present
Usps Hurricane UT 03/2018 04/2020
Lin's Hurricane UT 07/2016 11/2017
Steamroller Copies Hurricane UT 11/2017 03/2018
Zions Bancorporation Saint George UT 03/2020 09/2020
Kohls Washington UT 11/2020 08/2022
  • 07/2023 → Present
    Wells Fargo Clearing Services, Llc
    Hurricane, UT
  • 09/2021 → Present
    Wells Fargo Bank, Na
    Hurricane, UT
  • 03/2018 → 04/2020
    Usps
    Hurricane, UT
  • 07/2016 → 11/2017
    Lin's
    Hurricane, UT
  • 11/2017 → 03/2018
    Steamroller Copies
    Hurricane, UT
  • 03/2020 → 09/2020
    Zions Bancorporation
    Saint George, UT
  • 11/2020 → 08/2022
    Kohls
    Washington, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-06
S63 Uniform Securities Agent State Law Examination 2023-10-16
  • S65 Uniform Investment Adviser Law Examination
    2023-11-06
  • S63 Uniform Securities Agent State Law Examination
    2023-10-16
Other Names
  • Spencer Crocco

View on SEC IAPD

Other Firms

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HEATON FINANCIAL, PC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WESTERN WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC
MANAGED WEALTH ADVANTAGE, LLC

Other Investors

Pamela Heath
JENNIFER N MADSEN
Nicholas Olsen
Brendon Brett Sorenson
JUSTIN WILLIAM BANDLEY
Shane Shirley Bartholomew
MARK DAVID ARMSTRONG
ZAKKARY H FUCHS

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT GEORGE, UT
LPL FINANCIAL LLC · SAINT GEORGE, UT
WELLS FARGO CLEARING SERVICES, LLC · SAINT GEORGE, UT
HEATON FINANCIAL, PC · ST. GEORGE, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ST GEORGE, UT
WESTERN WEALTH MANAGEMENT LLC · Saint George, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · St. George, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint George, UT

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