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Pamela Heath

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint George, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-06
UT RA APPROVED 2017-02-28
  • TX RA
    APPROVED_RES
    Since 2017-07-06
  • UT RA
    APPROVED
    Since 2017-02-28

Branch Locations

720 S River Rd, Saint George, UT 84790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services/Voyager Wealth Advisors St George UT 05/2015 12/2016
Non-Variable Insurance Washington UT 03/2015 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. George UT 02/2017 Present
Bank Of America, N.A. St. George UT 03/2017 Present
  • 05/2015 → 12/2016
    Raymond James Financial Services/Voyager Wealth Advisors
    St George, UT
  • 03/2015 → 02/2017
    Non-Variable Insurance
    Washington, UT
  • 02/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    St. George, UT
  • 03/2017 → Present
    Bank Of America, N.A.
    St. George, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-17
S63 Uniform Securities Agent State Law Examination 2000-01-18
  • S66 Uniform Combined State Law Examination
    2010-12-17
  • S63 Uniform Securities Agent State Law Examination
    2000-01-18
Other Names
  • Pamela Jane Rios
  • Pamela Jane Frazell
  • Pamela Jane Heath

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WESTERN WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC
MANAGED WEALTH ADVANTAGE, LLC

Other Investors

JENNIFER N MADSEN
Nicholas Olsen
Brendon Brett Sorenson
JUSTIN WILLIAM BANDLEY
Shane Shirley Bartholomew
MARK DAVID ARMSTRONG
ZAKKARY H FUCHS
MITCHELL CADE MORTENSEN

Other Offices

LPL FINANCIAL LLC · SAINT GEORGE, UT
WELLS FARGO CLEARING SERVICES, LLC · SAINT GEORGE, UT
HEATON FINANCIAL, PC · ST. GEORGE, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ST GEORGE, UT
WESTERN WEALTH MANAGEMENT LLC · Saint George, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · St. George, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint George, UT
CETERA INVESTMENT ADVISERS LLC · St George, UT

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