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Katie Elizabeth Sweeney

Charles Schwab & Co., Inc.

Westlake, OH

Copley, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-07
  • OH RA
    APPROVED
    Since 2025-05-07

Branch Locations

2341 Crocker Rd, Westlake, OH 44145 • United States

4141 Heritage Center Drive, Copley, OH 44321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cleveland Clinic Medina OH 11/2015 09/2017
Mellion Orthodontics Fairlawn OH 08/2017 08/2020
Full Time Education Kent OH 08/2020 05/2023
Solon Family Dental Solon OH 12/2020 07/2023
University Hospitals- Portage Medical Center Ravenna OH 08/2020 12/2020
Charles Schwab Copley OH 08/2023 Present
Charles Schwab Bank, Ssb Copley OH 08/2023 Present
  • 11/2015 → 09/2017
    Cleveland Clinic
    Medina, OH
  • 08/2017 → 08/2020
    Mellion Orthodontics
    Fairlawn, OH
  • 08/2020 → 05/2023
    Full Time Education
    Kent, OH
  • 12/2020 → 07/2023
    Solon Family Dental
    Solon, OH
  • 08/2020 → 12/2020
    University Hospitals- Portage Medical Center
    Ravenna, OH
  • 08/2023 → Present
    Charles Schwab
    Copley, OH
  • 08/2023 → Present
    Charles Schwab Bank, Ssb
    Copley, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-06
  • S66 Uniform Combined State Law Examination
    2025-05-06
Other Names
  • Katie Elizabeth Schroll

View on SEC IAPD

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Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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