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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-03 |
Branch Locations
175 Capital Blvd, Rocky Hill, CT 06067 • United States
Wethersfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Windsor | CT | 09/2014 | 09/2025 |
| Voya Financial Partners, Llc | Windsor | CT | 11/2020 | 09/2025 |
| Thrivent Investment Management Inc | Minneapolis | MN | 10/2025 | Present |
| Thrivent Financial | Appleton | WI | 10/2025 | Present |
JACELYN E. HICKMAN SPECIAL NEEDS TRUST/ TRUSTEE POSITION: Trustee NATURE: I am the trustee for my nieces Special Needs trust. Section 3.1 details "The primary purpose of this trust is to provide for the supplemental care and supplemental welfare of Primary Beneficiary, who is under the age of 65 and disabled as is defined in Sec. 1614 (a)(3) of the Social Security Act 42, United States Code Sec. 1382 (c)(a)(3). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2022 ADDRESS: 26 Mayfield Road, Wethersfield CT 06109, United States DESCRIPTION: I primarily provide authorization to release funds from her trust account held at Bank of America when there is a specified need that is for the benefit of her welfare. I do not receive any compensation for my services. There is language in Sec 6.2 allowing for the trustee to reasonable compensation-- should we ever need another trustee named. But given my family connection, I do not need and will never be requesting compensation for my services. PROSPANICA CT/BOARD OF DIRECTORS POSITION: President NATURE: Prospanica Connecticut is the local chapter of the national organization Prospanica. Prospanica is a non-profit organization that has a mission to empower and enable Hispanic professionals to achieve their full educational, economic and social potential. At a local level in Connecticut, we plan local events that promote networking, career development and community engagement for our members. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/05/2026 ADDRESS: 11700 Preston Road, Dallas TX 75230, United States DESCRIPTION: As President, it will be my responsibility to lead the board of directors to be successful in our chapter goals and metrics. The chapter provides local area professional development events and networking events to our Connecticut members and prospective members. I would also participate in any national events and conferences throughout the year. I will stay connected to our local corporate sponsors throughout the year to make sure the relationships are strong to assist with retention.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-06 |
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