Tracy Leader

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 02/2018
  Scottrade, Inc
  St. Louis, MO
• 02/2018 → 11/2022
  Td Ameritrade, Inc.
  St. Louis, MO
• 02/2018 → 11/2022
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 11/2022 → 05/2025
  Charles Schwab And Co., Inc.
  St. Louis, MO
• 02/2026 → Present
  Disys
  St. Louis, MO
• 03/2026 → Present
  Wells Fargo Clearing Services
  St. Louis, MO
• 05/2025 → 02/2026
  Unemployed
  St. Louis, MO

Previous Registrations

• 2022-09-30 → 2025-06-07
  Charles Schwab & Co., Inc.
  St Louis, MO
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  St. Louis, MO
• 2018-02-26 → 2018-06-14
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 2016-07-07 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2009-02-05 → 2014-11-05
  Edward Jones
  St. Louis, MO
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2009-01-20
• S63 Uniform Securities Agent State Law Examination
  2003-09-06

Other Names

• Tracy Ann Leader