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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-20
TX RA APPROVED 2026-01-20
  • CA RA
    APPROVED
    Since 2026-01-20
  • TX RA
    APPROVED
    Since 2026-01-20

Branch Locations

1026 E Grand Ave, Arroyo Grande, CA 93420 • United States

75 Santa Rosa St, San Luis Obispo, CA 93405 • United States

2276 Broad St, San Luis Obispo, CA 93401 • United States

865 N Oak Park Blvd, Pismo Beach, CA 93449 • United States

899 W Grand Ave, Grover Beach, CA 93433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2023 01/2026
Bank Of America Arroyo Grande CA 10/2020 07/2023
Unemployed Santa Maria CA 04/2020 10/2020
Phaidon International San Francisco CA 02/2019 03/2020
Charles Mcmurray Co. Sacramento CA 09/2018 02/2019
Choice Advertising Sacramento CA 10/2018 10/2018
Sehlke Consulting Llc Arlington VA 01/2017 08/2018
Bevmo Sacramento CA 07/2017 11/2017
Bj's Restaurant Sacramento CA 07/2017 04/2018
Select Staffing Agency Santa Maria CA 06/2013 09/2016
Unemployed Davis CA 09/2016 01/2017
Lpl Financial Llc Arroyo Grande CA 01/2026 Present
Mechanics Bank Arroyo Grande CA 01/2026 Present
  • 07/2023 → 01/2026
    St Louis, MO
  • 10/2020 → 07/2023
    Bank Of America
    Arroyo Grande, CA
  • 04/2020 → 10/2020
    Unemployed
    Santa Maria, CA
  • 02/2019 → 03/2020
    Phaidon International
    San Francisco, CA
  • 09/2018 → 02/2019
    Charles Mcmurray Co.
    Sacramento, CA
  • 10/2018 → 10/2018
    Choice Advertising
    Sacramento, CA
  • 01/2017 → 08/2018
    Sehlke Consulting Llc
    Arlington, VA
  • 07/2017 → 11/2017
    Bevmo
    Sacramento, CA
  • 07/2017 → 04/2018
    Bj's Restaurant
    Sacramento, CA
  • 06/2013 → 09/2016
    Select Staffing Agency
    Santa Maria, CA
  • 09/2016 → 01/2017
    Unemployed
    Davis, CA
  • 01/2026 → Present
    Arroyo Grande, CA
  • 01/2026 → Present
    Mechanics Bank
    Arroyo Grande, CA
Previous Registrations
  • 2023-11-15 → 2026-01-21
    St Louis, MO
    Santa Maria, CA
    St. Louis, MO
    Santa Maria, CA
    Santa Maria, CA
Other Businesses

1 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Mechanics Investment Services - Inv Related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-09
  • S66 Uniform Combined State Law Examination
    2023-11-09

View on SEC IAPD

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