Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-27 |
| AZ | RA | APPROVED | 2023-11-02 |
| TX | RA | APPROVED_RES | 2023-11-02 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2023 | Present |
| Wells Fargo | Scottsdale | AZ | 11/2022 | 07/2023 |
| Starbucks | Scottsdale | AZ | 09/2020 | 10/2022 |
| Arizona State University | Tempe | AZ | 08/2021 | 10/2022 |
| Bath And Bodyworks | Phoenix | AZ | 08/2020 | 10/2020 |
| Endocrinology Associates | Scottsdale | AZ | 07/2020 | 08/2020 |
| Kansas City Gastroenterology And Hepatology | Overland Park | KS | 06/2019 | 04/2020 |
| Carenow Urgent Care -Prn | Lenexa | KS | 09/2019 | 12/2019 |
| Doncaster Law, Pllc | Phoenix | AZ | 09/2021 | 12/2021 |
| Shawnee Mission East High School | Prairie Village | KS | 05/2013 | 05/2017 |
| T Loft | Kansas City | MO | 08/2016 | 08/2017 |
| Tuskegee University | Tuskegee | AL | 05/2017 | 12/2017 |
| Johnson County Community College | Overland Park | KS | 12/2017 | 05/2018 |
| Optumrx | Overland Park | KS | 10/2018 | 03/2019 |
| Lady Footlocker | Overland Park | KS | 01/2018 | 08/2018 |
| Asimou And Associates | Phoenix | AZ | 01/2022 | 04/2022 |
| Kansas City Gastroenterology And Hepatology | Kansas City | MO | 03/2019 | 04/2020 |
| Starbucks | Phoenix | AZ | 08/2024 | 03/2025 |
| Helzberg Diamonds | Glendale | AZ | 03/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: HELZBERG DIAMONDS NON-INVESTMENT RELATED ADDRESS: GLENDALE, AZ NATURE OF BUSINESS: RETAIL/SERVICE POSITION: SALES ASSOCIATE START DATE: 03/2025 APPROX. HOURS/MONTH: 30 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELLING JEWELRY ITEMS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-01 |
Reach out to this advisor