Best Investors Account Sign in

Spencer Jerome Decker

LPl Financial LLC

Lake Forest, IL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
IL RA APPROVED 2025-01-23
  • TX RA
    APPROVED
    Since 2025-02-04
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

959 South Waukegan Road, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wintrust Investments Llc Lake Forest IL 07/2023 01/2025
Morningstar Investment Management Chicago IL 10/2022 07/2023
Morningstar Investment Management Chicago IL 11/2021 10/2022
Stonex Group (Formerly Intl Fcstone) Chicago IL 01/2019 11/2021
Stonex Group (Formerly Intl Fcstone) Champaign IL 09/2017 05/2018
Stonexgroup (Formerly Intl Fcstone) Chicago IL 05/2017 08/2017
Stonexgroup (Formerly Intl Fcstone) Champaign IL 05/2018 12/2018
University Of Illinois At Urbana Champaign IL 08/2015 12/2018
Lpl Financial Llc Lake Forest IL 01/2025 Present
  • 07/2023 → 01/2025
    Wintrust Investments Llc
    Lake Forest, IL
  • 10/2022 → 07/2023
    Morningstar Investment Management
    Chicago, IL
  • 11/2021 → 10/2022
    Morningstar Investment Management
    Chicago, IL
  • 01/2019 → 11/2021
    Stonex Group (Formerly Intl Fcstone)
    Chicago, IL
  • 09/2017 → 05/2018
    Stonex Group (Formerly Intl Fcstone)
    Champaign, IL
  • 05/2017 → 08/2017
    Stonexgroup (Formerly Intl Fcstone)
    Chicago, IL
  • 05/2018 → 12/2018
    Stonexgroup (Formerly Intl Fcstone)
    Champaign, IL
  • 08/2015 → 12/2018
    University Of Illinois At Urbana
    Champaign, IL
  • 01/2025 → Present
    Lpl Financial Llc
    Lake Forest, IL
Previous Registrations
  • 2024-04-18 → 2025-01-23
    Wintrust Investments Llc
    Lake Forest, IL
    Chicago, IL
    Chicago, IL
Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- Start date 07/13/2023- 40 Hours Per Month- 40 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-17
  • S66 Uniform Combined State Law Examination
    2024-04-17

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
BUSS CAPITAL MANAGEMENT, LLC
ISTO ADVISORS, LLC
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC
ROUNDTABLE HEALTHCARE MANAGEMENT, INC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OBAR WEALTH MANAGEMENT LLC
EDWARD JONES

Other Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu
Nicole Teresa Simmons
DUSTIN L WHITE
Michael John Brady
Samantha Pelligrino McGuire
CAROL H. BUSS

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL

More in Lake Forest, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor