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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Daniel Gatien | Seattle | WA | 11/2025 | Present |
| Northwestern Mutual Investment Services Llc | Seattle | WA | 11/2025 | Present |
| Equitable Advisors | Bellevue | WA | 05/2023 | 05/2025 |
| Student | Seattle | WA | 09/2019 | 06/2022 |
| Nfg Seattle | Marysville | WA | 08/2012 | 05/2018 |
| Student | Everett | WA | 04/2017 | 09/2019 |
| Unemployed | Seattle | WA | 06/2022 | 05/2023 |
| Unemployed | Seattle | WA | 05/2025 | 09/2025 |
| Daniel E Gatien | Seattle | WA | 09/2025 | 11/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2026 | Present |
1. Student networking and training program, Not Investment-related, 1410 NE Campus Parkway, Seattle, WA, USA, 98195, President, Start Date: 01/12/2021, 0 hrs per week, 0 trading hrs per week, Finance Association at University of Washington, Duties: Ensure the student leadership files all state and federal paper Meet with new leadership to ensure transition from class to class.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-10 |
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