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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-01-04
  • TN RA
    APPROVED
    Since 2024-01-04

Branch Locations

2176 West Street Suite 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shoemaker Financial Germantown TN 07/2023 Present
Securian Financial Services Saint Paul MN 07/2023 08/2023
Minnesota Life Insurance Company Saint Paul MN 07/2023 08/2023
Freelance Painter Memphis TN 05/2022 07/2023
Simmons Bank Memphis TN 10/2021 04/2022
Triumph Bank Memphis TN 08/2020 10/2021
M3 Technology Group Memphis TN 08/2017 12/2019
Omni Memphis TN 01/2018 06/2019
Christian Brothers University Memphis TN 08/2016 08/2020
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 07/2023 → Present
    Shoemaker Financial
    Germantown, TN
  • 07/2023 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 07/2023 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 05/2022 → 07/2023
    Freelance Painter
    Memphis, TN
  • 10/2021 → 04/2022
    Simmons Bank
    Memphis, TN
  • 08/2020 → 10/2021
    Triumph Bank
    Memphis, TN
  • 08/2017 → 12/2019
    M3 Technology Group
    Memphis, TN
  • 01/2018 → 06/2019
    Omni
    Memphis, TN
  • 08/2016 → 08/2020
    Christian Brothers University
    Memphis, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 01/2024 → Present
    Schaumburg, IL
Other Businesses

SHOEMAKER FINANCIAL, 2176 WEST ST STE 100 GERMANTOWN TN 38138, INVESTMENT RELATED, FIXED INSURANCE AGENT, 07/2023-ONGOING, 8 HRS PER MO, 8 HRS PER MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-01
  • S66 Uniform Combined State Law Examination
    2023-11-01

View on SEC IAPD

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