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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-27
GA RA APPROVED 2026-08-25
ME RA APPROVED 2026-08-17
NV RA APPROVED 2026-08-14
FL RA APPROVED 2026-07-31
CA RA APPROVED 2026-07-14
NJ RA APPROVED 2026-07-08
NH RA APPROVED 2026-03-12
MA RA APPROVED 2026-01-07
RI RA APPROVED 2026-01-02
  • CT RA
    APPROVED
    Since 2026-08-27
  • GA RA
    APPROVED
    Since 2026-08-25
  • ME RA
    APPROVED
    Since 2026-08-17
  • NV RA
    APPROVED
    Since 2026-08-14
  • FL RA
    APPROVED
    Since 2026-07-31
  • CA RA
    APPROVED
    Since 2026-07-14
  • NJ RA
    APPROVED
    Since 2026-07-08
  • NH RA
    APPROVED
    Since 2026-03-12
  • MA RA
    APPROVED
    Since 2026-01-07
  • RI RA
    APPROVED
    Since 2026-01-02

Branch Locations

35 Braintree Hill Office Park Suite 106, Braintree, MA 02184 • United States

401 Wampanoag Trail Suite 400, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Boston MA 09/2025 12/2025
Massmutual Life Insurance Company Boston MA 05/2024 12/2025
Boston University Boston MA 08/2020 05/2025
Coaching4Change Fall River MA 07/2021 08/2021
Somerset Country Wine & Spirits Somerset MA 08/2023 04/2025
Boston University's Questrom School Of Business Boston MA 08/2020 05/2025
St. George's School Middletown RI 08/2016 05/2020
Somerset Country Store Somerset MA 04/2016 08/2023
Mml Investors Services, Llc Riverside RI 07/2023 03/2024
Guardian Life Insurance Company Braintree MA 01/2026 Present
Park Avenue Securities Braintree MA 01/2026 Present
Guardian Life Insurance Company Riverside RI 02/2026 Present
Park Avenue Securities Riverside RI 02/2026 Present
  • 09/2025 → 12/2025
    Boston, MA
  • 05/2024 → 12/2025
    Massmutual Life Insurance Company
    Boston, MA
  • 08/2020 → 05/2025
    Boston University
    Boston, MA
  • 07/2021 → 08/2021
    Coaching4Change
    Fall River, MA
  • 08/2023 → 04/2025
    Somerset Country Wine & Spirits
    Somerset, MA
  • 08/2020 → 05/2025
    Boston University's Questrom School Of Business
    Boston, MA
  • 08/2016 → 05/2020
    St. George's School
    Middletown, RI
  • 04/2016 → 08/2023
    Somerset Country Store
    Somerset, MA
  • 07/2023 → 03/2024
    Riverside, RI
  • 01/2026 → Present
    Guardian Life Insurance Company
    Braintree, MA
  • 01/2026 → Present
    Park Avenue Securities
    Braintree, MA
  • 02/2026 → Present
    Guardian Life Insurance Company
    Riverside, RI
  • 02/2026 → Present
    Park Avenue Securities
    Riverside, RI
Previous Registrations
Other Businesses

1) 1804 County Street Realty, LLC-Property Manager Start date: 04/01/2025 Address: 1804 County Street, Somerset, MA 02726 4 total hours per month; 0 during securities trading hours, Investment related, 26-50% of annual compensation, 2) Youth Basketball-Coach, Nature of Business: Youth Basketball, Start date: 03/23/2026, Address: 538 Washington Street, Braintree, MA 02184, Duties: Conduct practices twice a week. Coach tournaments. 15 total hours per month; 0 during securities trading hours, Not investment related, 3) Outside Insurance, Nature of Business: Insurance other than Guardian, Start date: 04/20/2026, Address: 404 W 2nd Street, South Boston, MA 02127, Duties: Broker selling insurance products other than Guardian, 1 total hour per month; 1 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-13
  • S66 Uniform Combined State Law Examination
    2025-11-13

View on SEC IAPD

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