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Timothy John Guagliardo

Thrivent Asset Management, LLC

Minneapolis, MN

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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-05-06
  • MN RA
    APPROVED
    Since 2025-05-06

Branch Locations

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Locorr Funds Excelsior MN 07/2023 02/2025
Student Naperville IL 01/2011 07/2019
Home Depot Naerpville IL 04/2019 08/2021
Little Angels Learning Center Iowa City IL 08/2021 06/2023
Thrivent Distributors, Llc Minneapolis MN 02/2025 Present
Thrivent Financial Appleton WI 02/2025 Present
  • 07/2023 → 02/2025
    Locorr Funds
    Excelsior, MN
  • 01/2011 → 07/2019
    Student
    Naperville, IL
  • 04/2019 → 08/2021
    Home Depot
    Naerpville, IL
  • 08/2021 → 06/2023
    Little Angels Learning Center
    Iowa City, IL
  • 02/2025 → Present
    Thrivent Distributors, Llc
    Minneapolis, MN
  • 02/2025 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-05
S63 Uniform Securities Agent State Law Examination 2023-09-29
  • S65 Uniform Investment Adviser Law Examination
    2025-05-05
  • S63 Uniform Securities Agent State Law Examination
    2023-09-29

View on SEC IAPD

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