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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-11-07 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1130 Bellevue Way Ne, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Redmond | WA | 07/2023 | Present |
| Wells Fargo Bank, Na | Redmond | WA | 02/2022 | Present |
| Unemployed Home Maker | Cupertino | CA | 01/2011 | 01/2022 |
RENTAL PROPERTY - 78; INV RELATED;KAILUA-KONA,HI; RENTAL INCOME ;50% OWNERSHIP; START DATE: 06/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-06 |
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